SFC Licences of CHAU Yu Cheung 鄒宇翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | RO | 9 | 05 October 2023 | |
| Penjing Asset Management (Asia) Limited | RO | 4 | 05 October 2023 | |
| Penjing Asset Management (Asia) Limited | RE | 1 | 05 October 2023 | |
| Penjing Asset Management (Asia) Limited | RE | 9 | 16 January 2020 | 05 October 2023 |
| Penjing Asset Management (Asia) Limited | RE | 4 | 16 January 2020 | 05 October 2023 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 4 | 22 April 2016 | 08 January 2020 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 9 | 19 January 2016 | 08 January 2020 |