SFC Licences of LAU Kin Hung 劉建鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 18 April 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 April 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 January 2016 | 12 March 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 January 2016 | 12 March 2019 |