SFC licenceholder BGV207 LAU Kin Hung 劉建鴻

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 18 April 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 18 April 2019
J.P. Morgan Broking (Hong Kong) Limited RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 January 2016 12 March 2019