SFC Licences of HOLLOWAY Mitchell Leslie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| E&P Asia (HK) Limited | RE | 4 | 28 March 2024 | |
| E&P Asia (HK) Limited | RE | 1 | 28 March 2024 | |
| Bell Potter Securities (HK) Limited | RE | 1 | 09 June 2017 | 29 April 2019 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 14 January 2016 | 19 May 2017 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 14 January 2016 | 19 May 2017 |