SFC Licences of NGAN Ting Hin, Kevin 顏霆軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 11 April 2022 | |
Franklin Templeton Investments (Asia) Limited | RE | 9 | 26 September 2018 | 25 March 2022 |
Franklin Templeton Investments (Asia) Limited | RE | 1 | 23 August 2018 | 25 March 2022 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 29 June 2018 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 29 June 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 January 2016 | 29 June 2018 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 January 2016 | 10 October 2016 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 15 January 2016 | 10 October 2016 |