SFC Licences of BARNES Tate James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 December 2023 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 18 January 2016 | 02 September 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 January 2016 | 02 September 2022 |