SFC Licences of LEE Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 01 April 2022 | |
| Wells Fargo Securities Asia Limited | RE | 1 | 01 April 2022 | |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 04 February 2016 | 26 July 2016 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 04 February 2016 | 26 July 2016 |