SFC Licences of LIN Shan-Chih 林上智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 15 November 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 23 January 2017 | 08 September 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 17 May 2016 | 08 September 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 17 May 2016 | 08 September 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 01 February 2016 | 08 September 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 01 February 2016 | 08 September 2022 |