SFC Licences of KWOK Wing Sze Fanny 郭詠思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 1 | 20 November 2020 | |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 13 February 2020 | 30 September 2020 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 17 July 2019 | 31 January 2020 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 27 December 2018 | 13 July 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 December 2017 | 08 December 2018 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 February 2016 | 15 September 2017 |