SFC Licences of BROWNE Erin F

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 4 31 January 2024 01 February 2024
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 1 31 January 2024 01 February 2024
UBS Asset Management (Hong Kong) Limited RE 4 09 August 2018 17 August 2018
UBS Asset Management (Hong Kong) Limited RE 1 09 August 2018 17 August 2018
UBS Asset Management (Hong Kong) Limited RE 4 24 November 2017 29 November 2017
UBS Asset Management (Hong Kong) Limited RE 1 24 November 2017 29 November 2017
Point72 Hong Kong Limited RE 9 02 March 2016 01 June 2016