SFC Licences of YIM Ka Kit 嚴家傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 04 April 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2016 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 September 2016 | |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 02 March 2016 | 31 August 2016 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 02 March 2016 | 31 August 2016 |