SFC Licences of YIM Wa 嚴驊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 16 December 2022 | |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 27 January 2022 | 23 November 2022 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 06 April 2016 | 12 January 2022 |