SFC Licences of PAUL Gordon Bruce
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 March 2024 | 22 March 2024 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 March 2024 | 22 March 2024 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 February 2023 | 01 March 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 April 2019 | 23 April 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 April 2019 | 23 April 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 15 March 2016 | 19 June 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 March 2016 | 19 June 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 March 2016 | 19 June 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 March 2016 | 19 June 2018 |