SFC Licences of GAO Qifan 高綺繁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 21 May 2021 | 23 September 2022 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 21 May 2021 | 23 September 2022 |
| iSAM Securities (HK) Limited | RE | 3 | 12 January 2021 | 01 April 2021 |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 | RE | 1 | 22 August 2019 | 23 December 2020 |
| HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司 | RE | 3 | 31 July 2019 | 23 December 2020 |
| Swissquote Asia Limited | RE | 3 | 13 February 2019 | 21 March 2019 |
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 10 October 2017 | 13 September 2018 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 10 February 2017 | 13 September 2018 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 June 2016 | 31 December 2016 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 March 2016 | 31 December 2016 |