SFC Licences of LEE Guo Chun 李國俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 18 January 2023 | 01 April 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 18 January 2023 | 01 April 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 18 January 2023 | 01 April 2023 |
| Sumitomo Mitsui Banking Corporation | 6 | 19 February 2021 | ||
| Sumitomo Mitsui Banking Corporation | 4 | 19 February 2021 | ||
| Sumitomo Mitsui Banking Corporation | 1 | 19 February 2021 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 10 March 2016 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 10 March 2016 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 6 | 10 March 2016 | ||
| JPMorgan Chase Bank, National Association | 1 | 10 March 2016 | ||
| JPMorgan Chase Bank, National Association | 4 | 10 March 2016 | ||
| JPMorgan Chase Bank, National Association | 6 | 10 March 2016 |