SFC Licenceholders of J.P. Morgan Securities (Asia Pacific) Limited

Email
hk.compliance@jpmorgan.com
Website
www.jpmwarrants.com.hk

Source:
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
AGUZIN Alejandro Nicolas 6 24 August 2018
AGUZIN Alejandro Nicolas 4 24 August 2018
AGUZIN Alejandro Nicolas 1 24 August 2018
BANGHART III James Munger 4 12 July 2013
BANGHART III James Munger 1 12 July 2013
BHARGAVA Mohit 1 20 September 2023
BHARGAVA Mohit 4 20 September 2023
BHARGAVA Mohit 7 20 September 2023
BRINKMANN Oliver Roland 6 09 December 2020
BRINKMANN Oliver Roland 4 09 December 2020
BRINKMANN Oliver Roland 1 09 December 2020
CHAN Chi Ho, Ron 陳志豪 1 04 October 2019
CHAN Chi Ho, Ron 陳志豪 4 04 October 2019
CHEAH Sim Ee 謝心懿 1 23 June 2020
CHEAH Sim Ee 謝心懿 4 23 June 2020
CHIANG Ming Zuei Charles 江明叡 4 20 June 2014
CHIANG Ming Zuei Charles 江明叡 1 20 June 2014
CHIEN Yow Jie 1 09 July 2020
CHIEN Yow Jie 4 09 July 2020
CHU Ho Cheong, Howard 1 04 December 2019
CHU Ho Cheong, Howard 4 04 December 2019
CHU Ho Cheong, Howard 6 04 December 2019
CLAYTON Kerwin Patrick 1 26 February 2019
CLAYTON Kerwin Patrick 4 02 September 2015
CLAYTON Kerwin Patrick 6 02 September 2015
DARAHEM DE SOUZA COELHO Daniel 6 13 April 2018
DARAHEM DE SOUZA COELHO Daniel 4 13 April 2018
DARAHEM DE SOUZA COELHO Daniel 1 13 April 2018
EL OMARI Maher 4 29 May 2015
EL OMARI Maher 6 29 May 2015
FORTE Francesco 1 09 July 2019
FORTE Francesco 4 09 July 2019
GOEL Sudhir Nareshkumar 高蘇迪 1 13 December 2010
GOEL Sudhir Nareshkumar 高蘇迪 4 13 December 2010
GOEL Sudhir Nareshkumar 高蘇迪 6 13 December 2010
GOEL Sudhir Nareshkumar 高蘇迪 7 13 December 2010
GORI Filippo 4 08 January 2014
GORI Filippo 1 08 January 2014
HOLSHEIMER Ryan Hans 1 18 December 2015
HOLSHEIMER Ryan Hans 4 18 December 2015
IYER Bhasker 1 24 August 2020
IYER Bhasker 7 24 August 2020
IYER Bhasker 4 24 August 2020
JI Wencheng 季文誠 7 16 November 2018
JI Wencheng 季文誠 4 16 November 2018
JI Wencheng 季文誠 1 16 November 2018
JOHNSON Nicholas Regan 1 14 September 2015
JOHNSON Nicholas Regan 4 14 September 2015
JOHNSON Nicholas Regan 6 14 September 2015
KHANNA Deepankar Satyapal 韓德凱 7 28 April 2017
KHANNA Deepankar Satyapal 韓德凱 4 28 April 2017
KHANNA Deepankar Satyapal 韓德凱 1 28 April 2017
KIBBLE James Douglas Nash 1 15 September 2020
KIBBLE James Douglas Nash 4 15 September 2020
KIM Mintaek 4 27 December 2018
KIM Mintaek 1 27 December 2018
LAU Joseph Han Wai 劉恆瑋 4 01 November 2019
LAU Joseph Han Wai 劉恆瑋 1 01 November 2019
LAU Pak Wai 劉伯偉 1 29 March 2011
LAU Pak Wai 劉伯偉 6 25 July 2007
LAU Pak Wai 劉伯偉 4 25 July 2007
LAVATELLI Francesco 1 24 December 2020
LAVATELLI Francesco 4 24 December 2020
LAVATELLI Francesco 6 24 December 2020
LEE Guo Chun 李國俊 1 10 March 2016
LEE Guo Chun 李國俊 4 10 March 2016
LEE Guo Chun 李國俊 6 10 March 2016
LEE Tony Sai Kuen 李世權 4 02 May 2014
LEUNG Kai Tong 梁啟棠 4 13 March 2015
LI Sing Ching, Sonia 李聲清 6 12 January 2021
LI Yu-yun 李郁勻 4 23 March 2017
LIM Soo Chong 林思聰 4 21 February 2011
MAIYA Parampally Murlidhar 6 22 June 2012
MAIYA Parampally Murlidhar 4 20 July 2011
MAIYA Parampally Murlidhar 1 20 July 2011
MALKANI Sanjeev Lalchand 6 28 March 2014
MALKANI Sanjeev Lalchand 4 28 March 2014
MALKANI Sanjeev Lalchand 1 28 March 2014
MANNO Niccolo 6 01 December 2017
MANNO Niccolo 4 01 December 2017
MANNO Niccolo 1 01 December 2017
MC KEOWN Darryl Patrick 1 27 January 2021
MC KEOWN Darryl Patrick 4 27 January 2021
MODIANO Camille 1 23 May 2016
MODIANO Camille 4 23 May 2016
NAITO Kazuma 內藤一真 4 20 October 2011
NAITO Kazuma 內藤一真 1 20 October 2011
PAOLUCCI Nicholas Giovanni 跑萬年 1 13 May 2016
PAOLUCCI Nicholas Giovanni 跑萬年 4 13 May 2016
PAU Matthew Haw Ming 鮑浩銘 4 06 November 2015
PAU Matthew Haw Ming 鮑浩銘 1 06 November 2015
SUCHARITKUL Arddanai Marco 4 16 September 2011
SUCHARITKUL Arddanai Marco 1 16 September 2011
SUMMERSALL Thomas Alexander 1 09 October 2020
SUMMERSALL Thomas Alexander 4 09 October 2020
TAN Wei Zhe Benjamin 1 05 August 2019
TAN Wei Zhe Benjamin 4 05 August 2019
TAN Wei Zhe Benjamin 7 05 August 2019
UREN Paul Stephen James 1 08 October 2020
UREN Paul Stephen James 4 08 October 2020
UREN Paul Stephen James 6 08 October 2020
VARGHESE Anish George 1 02 August 2022
VARGHESE Anish George 4 02 August 2022
WANG Gu Wen 王谷文 1 15 April 2013
WANG Gu Wen 王谷文 4 15 April 2013
WANG Gu Wen 王谷文 6 15 April 2013
WILSON Duncan William Palmer 1 12 May 2017
WILSON Duncan William Palmer 4 12 May 2017
WONG Ming Wai, Stella 黃明慧 6 03 March 2022
WONG Ming Wai, Stella 黃明慧 4 03 March 2022
WONG Ming Wai, Stella 黃明慧 1 03 March 2022
WOOLTERTON Keith Alan 1 18 May 2016
WOOLTERTON Keith Alan 4 18 May 2016
YEUNG Man Fung 楊文峰 1 12 October 2021
YEUNG Man Fung 楊文峰 4 12 October 2021
YU Gregory Hock-ken 余學勤 1 11 November 2016
YU Gregory Hock-ken 余學勤 4 11 November 2016
ZHAO Jing 趙競 6 01 April 2015
ZHAO Jing 趙競 1 01 April 2015
ZHU Haibin 朱海斌 4 01 November 2019