SFC Licences of JOSHI Chintan Praful

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 08 January 2024 12 January 2024
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 25 September 2023 29 September 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 March 2016 27 May 2016