SFC Licences of JOSHI Chintan Praful
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 08 January 2024 | 12 January 2024 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 25 September 2023 | 29 September 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 March 2016 | 27 May 2016 |