SFC Licences of CAO Nanxue 曹楠雪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 November 2018 | 07 December 2022 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 23 December 2016 | 31 October 2018 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 23 December 2016 | 31 October 2018 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 08 April 2016 | 23 November 2016 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 08 April 2016 | 23 November 2016 |