SFC Licences of LUI Kwok Wai 呂國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OCI Asset Management Company Limited 東建資產管理有限公司 | RO | 1 | 28 July 2021 | |
| OCI Asset Management Company Limited 東建資產管理有限公司 | RO | 9 | 14 January 2021 | |
| OCI Asset Management Company Limited 東建資產管理有限公司 | RO | 4 | 14 January 2021 | |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 September 2017 | 22 June 2018 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 10 May 2017 | 30 July 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 12 October 2016 | 30 July 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 12 October 2016 | 30 July 2020 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 02 August 2016 | 23 September 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 02 August 2016 | 23 September 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 March 2016 | 23 September 2016 |