SFC Licences of LIU Ningzi 劉宁子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 30 March 2016 | 30 November 2016 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 30 March 2016 | 30 November 2016 |