SFC Licences of WALKER Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 | RE | 1 | 28 August 2019 | 18 March 2020 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 | RE | 9 | 21 May 2018 | 11 April 2019 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 | RE | 4 | 21 May 2018 | 11 April 2019 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 13 April 2016 | 09 February 2018 |