SFC Licences of SHEN Gujing 沈谷菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 21 January 2021 | 07 May 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 21 January 2021 | 07 May 2021 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 9 | 12 April 2016 | 30 December 2020 |
| CSI Partners HK Limited 信華資產管理(香港)有限公司 | RE | 4 | 12 April 2016 | 30 December 2020 |