SFC Licences of CARUSO Frank Vincent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 10 June 2021 | 10 June 2021 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 11 June 2018 | 14 June 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 15 January 2018 | 19 January 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 25 April 2017 | 25 April 2017 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 26 April 2016 | 28 April 2016 |