SFC Licences of LIU Pu 劉璞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 28 August 2023 | 31 January 2024 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 28 August 2023 | 31 January 2024 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 18 April 2016 | 27 December 2017 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 18 April 2016 | 27 December 2017 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 1 | 18 April 2016 | 27 December 2017 |