SFC Licences of CAI Linzhi 蔡霖智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Asset Management Limited 中達資產管理有限公司 | RO | 9 | 16 July 2021 | |
Central Wealth Futures Limited 中達期貨有限公司 | RO | 5 | 18 November 2019 | 04 April 2023 |
Central Wealth Futures Limited 中達期貨有限公司 | RO | 2 | 18 November 2019 | 04 April 2023 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 4 | 29 July 2019 | |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 1 | 29 July 2019 | |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 20 May 2019 | 16 July 2021 |
Central Wealth Futures Limited 中達期貨有限公司 | RE | 5 | 27 June 2016 | 18 November 2019 |
Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 27 June 2016 | 18 November 2019 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 19 May 2016 | 29 July 2019 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 19 May 2016 | 29 July 2019 |