SFC Licences of LEE Taewoo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 9 | 03 October 2023 | |
| UBS Securities Asia Limited | RE | 4 | 18 April 2016 | 28 July 2023 |