SFC Licenceholders of North Rock Capital Management (HK) Limited

Email
simon.chow@northrockllc.com
Website
www.northrockllc.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
AKIBA Tsumugi RE 9 10 July 2023
BANERJEE Nilesh RE 9 23 November 2023
CALDWELL Andrew Francis RE 9 03 January 2024
CALDWELL Andrew Francis RE 1 03 January 2024
CHAN Ka Shing 陳嘉誠 RO 9 12 April 2024
CHAN Ka Shing 陳嘉誠 RO 1 12 April 2024
CHAN Ka Shing 陳嘉誠 RE 9 15 February 2023 12 April 2024
CHOW Sze Yuen, Simon 周思遠 RO 1 20 July 2023
CHOW Sze Yuen, Simon 周思遠 RO 9 18 January 2023
GRISSELL Edward Henry RE 9 15 February 2023
GRISSELL Edward Henry RE 1 24 August 2023
KIM Jin Hyun RE 9 20 February 2023 05 April 2024
KIM Junghun RE 9 05 May 2023
LAI Chi Wang, Alen 黎智弘 RE 1 25 March 2024
LAI Chi Wang, Alen 黎智弘 RE 9 25 March 2024
LEE Mei Lam Nicole 李美霖 RE 1 12 September 2023
LEE Mei Lam Nicole 李美霖 RE 9 01 August 2023
LEE Taewoo RE 9 03 October 2023
LIAN Daniel Da RE 9 09 October 2023
LIU Jia 劉佳 RE 9 06 November 2023
MIYAHARA Ken RE 9 25 March 2024
RATHI Abhishek RE 9 11 December 2023
SI Tingting 司婷婷 RE 9 24 January 2024
WAH Chi Shing 華智誠 RE 9 18 April 2024
WAN Oscar Hoyin 溫浩然 RO 9 18 January 2023 02 May 2024
WAN Oscar Hoyin 溫浩然 RO 1 20 July 2023 02 May 2024
WEI Zhengyi 衛正逸 RE 9 22 March 2024
WU Ling 巫羚 RE 9 07 June 2024
YAN Yan 閻彥 RE 9 06 December 2023
YANG Yuhao 楊宇豪 RE 9 06 November 2023