SFC Licenceholders of North Rock Capital Management (HK) Limited
- simon.chow@northrockllc.com
- Website
- www.northrockllc.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AKIBA Tsumugi | RE | 9 | 10 July 2023 | |
| BANERJEE Nilesh | RE | 9 | 23 November 2023 | |
| CALDWELL Andrew Francis | RE | 9 | 03 January 2024 | |
| CALDWELL Andrew Francis | RE | 1 | 03 January 2024 | |
| CHAN Ka Shing 陳嘉誠 | RE | 9 | 15 February 2023 | |
| CHOW Sze Yuen, Simon 周思遠 | RO | 9 | 18 January 2023 | |
| CHOW Sze Yuen, Simon 周思遠 | RO | 1 | 20 July 2023 | |
| GRISSELL Edward Henry | RE | 9 | 15 February 2023 | |
| GRISSELL Edward Henry | RE | 1 | 24 August 2023 | |
| KIM Jin Hyun | RE | 9 | 20 February 2023 | 05 April 2024 |
| KIM Junghun | RE | 9 | 05 May 2023 | |
| LAI Chi Wang, Alen 黎智弘 | RE | 9 | 25 March 2024 | |
| LAI Chi Wang, Alen 黎智弘 | RE | 1 | 25 March 2024 | |
| LEE Mei Lam Nicole 李美霖 | RE | 1 | 12 September 2023 | |
| LEE Mei Lam Nicole 李美霖 | RE | 9 | 01 August 2023 | |
| LEE Taewoo | RE | 9 | 03 October 2023 | |
| LIAN Daniel Da | RE | 9 | 09 October 2023 | |
| LIU Jia 劉佳 | RE | 9 | 06 November 2023 | |
| MIYAHARA KEN | RE | 9 | 25 March 2024 | |
| RATHI Abhishek | RE | 9 | 11 December 2023 | |
| SI Tingting 司婷婷 | RE | 9 | 24 January 2024 | |
| WAN Oscar Hoyin 溫浩然 | RO | 1 | 20 July 2023 | |
| WAN Oscar Hoyin 溫浩然 | RO | 9 | 18 January 2023 | |
| WEI Zhengyi 衛正逸 | RE | 9 | 22 March 2024 | |
| YAN Yan 閻彥 | RE | 9 | 06 December 2023 | |
| YANG Yuhao 楊宇豪 | RE | 9 | 06 November 2023 |