SFC Licences of TAKAYA Masanori
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 4 | 03 May 2019 | 04 August 2020 |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 03 May 2019 | 04 August 2020 |
UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 17 March 2018 |
UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 13 May 2016 |