SFC Licences of AN An 安安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 20 December 2019 | 10 December 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 December 2017 | 12 April 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 December 2017 | 12 April 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 15 December 2016 | 14 December 2017 |
| orientiert XYZ Securities Limited | RE | 9 | 03 June 2016 | 31 October 2016 |
| orientiert XYZ Securities Limited | RE | 4 | 03 June 2016 | 31 October 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 03 June 2016 | 31 October 2016 |