SFC Licences of LI Li 李勵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 15 April 2024 | 23 April 2024 |
Basis Asset Management Limited 格致資產管理有限公司 | RE | 4 | 15 April 2024 | 23 April 2024 |
Vered Asset Management Limited 薔薇資產管理有限公司 | RO | 9 | 17 May 2022 | 16 October 2023 |
Vered Asset Management Limited 薔薇資產管理有限公司 | RO | 4 | 17 May 2022 | 16 October 2023 |
Vered Asset Management Limited 薔薇資產管理有限公司 | RE | 4 | 28 March 2022 | 17 May 2022 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 18 May 2021 | 30 September 2021 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 May 2021 | 30 September 2021 |