SFC Licences of ZHAO Yang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 05 June 2018 | 08 August 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 05 June 2018 | 08 August 2024 |
| Merrill Lynch Far East Limited | RE | 7 | 05 June 2018 | 01 November 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 30 May 2016 | 25 April 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 May 2016 | 25 April 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 30 May 2016 | 25 April 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 May 2016 | 25 April 2018 |