SFC Licences of SWAN Andrew Christopher Seymour
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 6 | 26 April 2021 | 12 July 2022 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 1 | 26 April 2021 | 12 July 2022 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 6 | 26 August 2020 | 26 April 2021 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 26 August 2020 | 26 April 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 31 May 2016 | 25 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 31 May 2016 | 25 August 2020 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 31 May 2016 | 31 March 2017 |