SFC Licences of TO Ka Yan 杜嘉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 | RO | 9 | 28 January 2021 | |
| Majestic Dragon Financial Services Limited 領域金融服務有限公司 | RO | 4 | 28 January 2021 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 9 | 09 August 2019 | 22 December 2020 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 09 October 2018 | 31 July 2019 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 14 June 2016 | 26 January 2017 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 14 June 2016 | 26 January 2017 |