SFC Licences of LAU Kwan Ming 劉君明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司 | RE | 9 | 08 July 2021 | 28 November 2022 |
| TIANYI FUHUA CAPITAL COMPANY LIMITED 天一富華資本有限公司 | RE | 4 | 08 July 2021 | 28 November 2022 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 26 April 2017 | 12 January 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 26 April 2017 | 12 January 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 26 April 2017 | 12 January 2021 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 14 June 2016 | 12 April 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 14 June 2016 | 12 April 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 14 June 2016 | 12 April 2017 |