SFC Licences of LIU Nuo 劉諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 30 April 2019 | 08 October 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 30 April 2019 | 08 October 2020 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 9 | 28 September 2017 | 23 November 2018 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 28 September 2017 | 23 November 2018 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 28 September 2017 | 23 November 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 16 August 2016 | 27 March 2017 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 9 | 16 June 2016 | 27 March 2017 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 | RE | 4 | 16 June 2016 | 27 March 2017 |