SFC Licences of LIU Yik Yu 廖翊宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 December 2019 | |
| Wells Fargo Securities Asia Limited | RE | 4 | 06 July 2017 | 17 October 2019 |
| Wells Fargo Securities Asia Limited | RE | 1 | 06 July 2017 | 24 May 2018 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RE | 10 | 27 June 2016 | 03 July 2017 |