SFC Licences of LAI Wai Kwong 黎偉光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 28 July 2022 | |
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 25 April 2022 | 15 July 2022 |
Grand China Securities Limited 華業證券有限公司 | RE | 1 | 12 February 2018 | 22 December 2021 |
Nerico Brothers Limited | RE | 1 | 19 August 2016 | 30 December 2017 |