SFC Licences of WANG Dong 王棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 15 June 2021
Merrill Lynch Far East Limited RE 4 15 June 2021
Merrill Lynch (Asia Pacific) Limited RE 4 15 June 2021
Merrill Lynch Far East Limited RE 1 15 June 2021
Merrill Lynch Far East Limited RE 6 01 June 2021
Merrill Lynch (Asia Pacific) Limited RE 6 01 June 2021
HSBC Corporate Finance (Hong Kong) Limited RE 6 22 December 2016 30 May 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 27 June 2016 30 November 2016
CMB International Capital Limited 招銀國際融資有限公司 RE 6 27 June 2016 30 November 2016