SFC Licences of PAIK Seung Hwan 白昇桓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RO | 2 | 14 May 2021 | 31 December 2022 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 07 October 2020 | 31 December 2022 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 2 | 12 September 2018 | 07 September 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 12 September 2018 | 07 September 2020 |
| De Riva Asia Limited | RE | 2 | 06 April 2017 | 31 August 2018 |
| De Riva Asia Limited | RE | 1 | 06 April 2017 | 31 August 2018 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 30 June 2016 | 12 December 2016 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 30 June 2016 | 12 December 2016 |