SFC Licences of YE Zhijian 葉志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Kong Rich & Fortune Assets Management Co., Limited 香港匯鑫富資產管理有限公司 | RO | 9 | 22 September 2022 | |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RO | 4 | 20 September 2021 | |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RO | 1 | 20 September 2021 | |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RE | 4 | 22 September 2020 | 20 September 2021 |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RE | 1 | 04 February 2019 | 20 September 2021 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 23 November 2018 | 03 January 2019 |
| ACU Asset Management Limited | RE | 9 | 15 May 2018 | 05 November 2018 |
| ACU Securities Limited | RE | 4 | 16 August 2016 | 05 November 2018 |
| ACU Securities Limited | RE | 1 | 16 August 2016 | 05 November 2018 |