SFC Licences of SIT Yat Cheong 薛日昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RE | 9 | 20 April 2020 | 17 August 2020 |
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RE | 4 | 20 April 2020 | 17 August 2020 |
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RE | 1 | 20 April 2020 | 17 August 2020 |
Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 27 December 2018 | 29 April 2019 |
Pinetree Securities Limited 常青證券有限公司 | RE | 1 | 23 April 2018 | 30 November 2018 |
Prior Asset Management Limited 昇悅資產管理有限公司 | RE | 9 | 13 September 2017 | 28 February 2018 |
Prior Asset Management Limited 昇悅資產管理有限公司 | RE | 4 | 13 September 2017 | 28 February 2018 |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 9 | 02 September 2016 | 02 June 2017 |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 02 September 2016 | 02 June 2017 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 22 July 2016 | 25 August 2017 |