SFC Licences of TANG Chiu Ming, Chris 鄧昭明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 03 October 2019 | 17 February 2023 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 12 June 2019 | 17 February 2023 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 12 June 2019 | 17 February 2023 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 27 September 2017 | 01 February 2019 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 27 September 2017 | 01 February 2019 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 15 July 2016 | 19 July 2017 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 15 July 2016 | 19 July 2017 |