SFC Licences of LI Xiaoming 李小明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AMTD Wealth Management Solutions Group Limited | RO | 4 | 13 June 2023 | 18 October 2023 |
| AMTD Wealth Management Solutions Group Limited | RE | 4 | 29 May 2023 | 13 June 2023 |
| orientiert XYZ Securities Limited | RE | 4 | 18 December 2018 | 31 March 2023 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 | RE | 9 | 16 August 2016 | 30 November 2018 |