SFC Licenceholders of Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司
- compliance@carnegiehillcp.com
- Website
- www.carnegiehillcp.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Chun Yin 陳俊賢 | RE | 1 | 08 February 2022 | 01 April 2022 |
CHAN Chun Yin 陳俊賢 | RE | 4 | 08 February 2022 | 01 April 2022 |
CHAN Chun Yin 陳俊賢 | RE | 9 | 08 February 2022 | 01 April 2022 |
CHAN Chun Yin 陳俊賢 | RO | 1 | 01 April 2022 | 13 December 2022 |
CHAN Chun Yin 陳俊賢 | RO | 4 | 01 April 2022 | 13 December 2022 |
CHAN Chun Yin 陳俊賢 | RO | 9 | 01 April 2022 | 13 December 2022 |
CHAN Wah Lee 陳華利 | RO | 9 | 08 December 2022 | 16 May 2023 |
CHAN Wah Lee 陳華利 | RO | 1 | 08 December 2022 | 16 May 2023 |
CHAN Wah Lee 陳華利 | RO | 4 | 08 December 2022 | 16 May 2023 |
CHENG Ngai Chung 鄭毅松 | RO | 4 | 06 October 2023 | 24 March 2024 |
CHENG Ngai Chung 鄭毅松 | RO | 1 | 06 October 2023 | 24 March 2024 |
CHEUNG Alex Ricardo | RE | 9 | 15 February 2016 | 27 January 2017 |
CHEUNG Lai Ha | RE | 1 | 20 May 2022 | 10 March 2023 |
CHEUNG Lai Ha | RE | 4 | 20 May 2022 | 10 March 2023 |
CHEUNG Lai Ha | RE | 9 | 20 May 2022 | 10 March 2023 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RO | 9 | 23 August 2019 | 13 March 2020 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RO | 4 | 23 August 2019 | 13 March 2020 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RE | 9 | 22 August 2019 | 23 August 2019 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RE | 4 | 22 August 2019 | 23 August 2019 |
CHEUNG Yi Shan, Anna 張儀珊 | RE | 9 | 28 June 2017 | 05 July 2019 |
CHONG Sau Ching 莊秀貞 | RE | 9 | 13 March 2024 | |
CHONG Sau Ching 莊秀貞 | RE | 1 | 13 March 2024 | |
CHONG Sau Ching 莊秀貞 | RE | 4 | 13 March 2024 | |
DENG William Shijun | RO | 1 | 23 October 2020 | 10 March 2021 |
DENG William Shijun | RO | 9 | 07 April 2020 | 10 March 2021 |
DENG William Shijun | RO | 4 | 07 April 2020 | 10 March 2021 |
HE Chengzhang 何承璋 | RO | 9 | 25 November 2015 | 15 July 2020 |
HE Chengzhang 何承璋 | RO | 4 | 25 November 2015 | 15 July 2020 |
HO Amanda Jean 何婧 | RE | 9 | 08 March 2016 | 15 September 2016 |
HO Chi Hang, Jeffrey 何知衡 | RE | 9 | 21 December 2021 | 27 January 2022 |
HO Chi Hang, Jeffrey 何知衡 | RE | 4 | 21 December 2021 | 27 January 2022 |
HU Shengsui 胡盛穗 | RO | 9 | 25 November 2015 | 15 June 2018 |
HU Shengsui 胡盛穗 | RO | 4 | 25 November 2015 | 15 June 2018 |
HUNG Wai Lun 洪偉倫 | RE | 9 | 28 June 2017 | 06 January 2021 |
JIANG Xiaoyu 姜晓宇 | RE | 1 | 14 September 2023 | |
JIANG Xiaoyu 姜晓宇 | RE | 4 | 14 September 2023 | |
JIANG Xiaoyu 姜晓宇 | RE | 9 | 14 September 2023 | |
JIN Zengxiang 金增祥 | RO | 9 | 22 August 2022 | 10 November 2023 |
JIN Zengxiang 金增祥 | RO | 4 | 22 August 2022 | 10 November 2023 |
JIN Zengxiang 金增祥 | RE | 1 | 22 August 2022 | 10 November 2023 |
LAI Ming Fung 黎銘豐 | RO | 4 | 04 September 2018 | 08 November 2018 |
LAI Ming Fung 黎銘豐 | RE | 9 | 23 August 2018 | 08 November 2018 |
LI Xiaoming 李小明 | RE | 9 | 16 August 2016 | 30 November 2018 |
LU Yu 魯宇 | RO | 9 | 30 April 2018 | 26 July 2019 |
LU Yu 魯宇 | RO | 4 | 30 April 2018 | 26 July 2019 |
LU Yu 魯宇 | RE | 9 | 08 November 2017 | 30 April 2018 |
LU Yu 魯宇 | RE | 4 | 08 November 2017 | 30 April 2018 |
NING Ching, Rachel 寧清清 | RO | 4 | 09 January 2023 | |
NING Ching, Rachel 寧清清 | RO | 1 | 09 January 2023 | |
NING Ching, Rachel 寧清清 | RO | 9 | 09 January 2023 | |
NIU Xiao 牛筱 | RO | 9 | 18 March 2021 | 29 September 2023 |
NIU Xiao 牛筱 | RO | 4 | 18 March 2021 | 29 September 2023 |
NIU Xiao 牛筱 | RO | 1 | 18 March 2021 | 29 September 2023 |
SIU Tan Sum 蕭丹心 | RE | 9 | 08 June 2018 | 01 March 2019 |
SUN Xin 孫昕 | RO | 9 | 27 August 2021 | 01 April 2022 |
SUN Xin 孫昕 | RO | 4 | 27 August 2021 | 01 April 2022 |
SUN Xin 孫昕 | RO | 1 | 27 August 2021 | 01 April 2022 |
SUN Xin 孫昕 | RE | 9 | 19 August 2021 | 27 August 2021 |
SUN Xin 孫昕 | RE | 4 | 19 August 2021 | 27 August 2021 |
SUN Xin 孫昕 | RE | 1 | 19 August 2021 | 27 August 2021 |
WONG Ching Ching 王晶晶 | RE | 9 | 10 October 2022 | |
WONG Ching Ching 王晶晶 | RE | 4 | 10 October 2022 | |
WONG Ching Ching 王晶晶 | RE | 1 | 10 October 2022 | |
WU Yihuang 吳奕皝 | RE | 9 | 15 September 2016 | 27 November 2017 |
WUN Wai Yee, Duncan 溫偉儀 | RO | 9 | 23 October 2020 | 23 November 2021 |
WUN Wai Yee, Duncan 溫偉儀 | RO | 4 | 23 October 2020 | 23 November 2021 |
WUN Wai Yee, Duncan 溫偉儀 | RO | 1 | 23 October 2020 | 23 November 2021 |
XIN Yanwen 辛艳文 | RE | 1 | 19 January 2024 | 30 January 2024 |
XIN Yanwen 辛艳文 | RE | 9 | 26 January 2024 | |
XIN Yanwen 辛艳文 | RO | 1 | 30 January 2024 | |
YANG Degao 楊德高 | RO | 9 | 25 November 2015 | 29 March 2016 |
YANG Degao 楊德高 | RO | 4 | 25 November 2015 | 29 March 2016 |
YEUNG Chun Tung 楊鎮東 | RE | 9 | 18 January 2021 | 29 April 2022 |
YEUNG Chun Tung 楊鎮東 | RE | 4 | 18 January 2021 | 29 April 2022 |
YEUNG Chun Tung 楊鎮東 | RE | 1 | 18 January 2021 | 29 April 2022 |
ZHAO Liang 趙亮 | RE | 1 | 26 January 2024 | |
ZHAO Liang 趙亮 | RO | 4 | 29 January 2024 | |
ZHAO Liang 趙亮 | RO | 9 | 29 January 2024 | |
ZHENG Bao 鄭寶 | RE | 9 | 14 January 2016 | 29 September 2017 |
ZHENG Bao 鄭寶 | RE | 4 | 14 January 2016 | 29 September 2017 |