SFC Licences of LIU Jintao 劉勁滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 | RE | 9 | 08 June 2023 | 30 November 2023 |
| ARTE Capital Management Limited | RO | 9 | 19 July 2021 | 30 June 2022 |
| ARTE Capital Management Limited | RO | 4 | 19 July 2021 | 30 June 2022 |
| ARTE Capital Management Limited | RE | 9 | 14 August 2020 | 19 July 2021 |
| ARTE Capital Management Limited | RE | 4 | 06 July 2020 | 19 July 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 18 July 2018 | 13 March 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 July 2018 | 13 March 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 July 2018 | 13 March 2020 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 | RE | 4 | 28 March 2017 | 15 May 2018 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 | RE | 9 | 15 August 2016 | 15 May 2018 |