SFC Licences of CAI Yun 蔡昀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 31 March 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 31 March 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 15 March 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 12 August 2016 | 05 February 2021 |