SFC Licences of QU Yan 曲妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 04 August 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 04 August 2022
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 08 October 2019 13 July 2022
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 24 October 2018 13 July 2022
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 24 October 2018 13 July 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 12 August 2016 29 June 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 12 August 2016 29 June 2018