SFC Licences of QU Yan 曲妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 08 December 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 August 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 August 2022 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 08 October 2019 | 13 July 2022 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 24 October 2018 | 13 July 2022 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 24 October 2018 | 13 July 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 August 2016 | 29 June 2018 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 12 August 2016 | 29 June 2018 |