SFC Licences of NG Cheuk Nin 吳焯年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RE | 4 | 15 August 2016 | 14 July 2017 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 15 August 2016 | 14 July 2017 |