SFC Licences of CAI Hua 蔡華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fosun International Asset Management Limited 復星恆利資產管理有限公司	RO	9	26 October 2022
Fosun International Asset Management Limited 復星恆利資產管理有限公司	RO	4	26 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RO	4	26 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RO	1	26 October 2022
Fosun International Asset Management Limited 復星恆利資產管理有限公司	RE	9	08 August 2022	26 October 2022
Fosun International Asset Management Limited 復星恆利資產管理有限公司	RE	4	08 August 2022	26 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RE	4	08 August 2022	26 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RE	1	08 August 2022	26 October 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	1	14 May 2020	31 May 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	9	30 January 2020	31 May 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RO	4	30 January 2020	31 May 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RE	9	17 October 2019	07 November 2019
Lu International (Hong Kong) Limited 陸國際(香港)有限公司	RE	4	17 October 2019	07 November 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RO	4	15 November 2018	12 September 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	9	15 November 2018	12 September 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	4	15 November 2018	12 September 2019
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RO	9	12 March 2018	12 September 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	12 May 2017	15 November 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	23 August 2016	12 September 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	23 August 2016	12 September 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	23 August 2016	15 November 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	23 August 2016	15 November 2018
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	23 August 2016	12 March 2018