SFC Licences of FRASER Bradley James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 2 27 February 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 11 December 2017 27 February 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 06 October 2017 11 October 2017