SFC Licences of GUPTA Pooja

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIA Investment Management HK Limited 友邦投資管理香港有限公司 RE 4 17 July 2020 14 October 2022
AIA Investment Management HK Limited 友邦投資管理香港有限公司 RE 9 16 April 2019 14 October 2022
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 1 31 August 2016 06 June 2018
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 31 August 2016 06 June 2018
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 31 August 2016 06 June 2018